STEVEN HENRY BROPHY

STEVEN HENRY BROPHY is currently employed as a Broker and/or Investment Adviser at BMO NESBITT BURNS SECURITIES LTD. located at 2 St. Clair Avenue West, 19th Floor, TORONTO, ONTARIO, , M4V 1L5.

STEVEN HENRY BROPHY has worked at BMO NESBITT BURNS SECURITIES LTD. since March 16, 1999

Disclosure History

STEVEN HENRY BROPHY has 1 Disclosure Event(s).

Date: November 19, 1992
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES SUITABILITY, ALLEGED DAMAGESIN THE AMOUNT OF $100,000.00 CON$.
Damage Amount Requested: $100,000.00
Settlement Amount: $97,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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