STEVEN ARTHUR BULLARD

STEVEN ARTHUR BULLARD is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 7 ROSZEL RD, PRINCETON, NJ, 08540.

STEVEN ARTHUR BULLARD has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since July 08, 2014

Disclosure History

STEVEN ARTHUR BULLARD has 2 Disclosure Event(s).

Date: November 01, 2001
Category: Customer Dispute
Allegations: REDUCTION IN ACCOUNT VALUE ALLEGED DAMAGES - UNSPECIFIED

Date: February 12, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THE RECOMMENDATION OF UNSUITABLE MUTUAL FUNDS IN SEPTEMBER 2000.
Damage Amount Requested: $500,000.00
Settlement Amount: $115,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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