STEVEN BLAINE CUNNINGHAM

STEVEN BLAINE CUNNINGHAM is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9016 N. KELLEY AVENUE, OKLAHOMA CITY, OK, 73131.

STEVEN BLAINE CUNNINGHAM has worked at LPL FINANCIAL LLC since July 29, 2013

Disclosure History

STEVEN BLAINE CUNNINGHAM has 1 Disclosure Event(s).

Date: November 10, 2016
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES HE WAS PLACED IN UNSUITABLE INVESTMENTS AND POOR SERVICING OF HIS ACCOUNT RESULTING IN MONETARY DAMAGES.
Damage Amount Requested: $60,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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