STEVEN FARR DAVIS

STEVEN FARR DAVIS is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 2272 BLACK ROCK TURNPIKE, FAIRFIELD, CT, 06825.

STEVEN FARR DAVIS has worked at J.P. MORGAN SECURITIES LLC since March 30, 2018

Disclosure History

STEVEN FARR DAVIS has 3 Disclosure Event(s).

Date: September 28, 2017
Category: Financial
Type: Compromise
Disposition: SETTLEMENT OFFER
Broker Comment: BALANCE LEFT AFTER A DIVORCE. OFFER ACCEPTED, SETTLED IN FULL.

Date: January 15, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES TAHT THEY HAVE NOT REVEIVED THEIR POLICY. COMPENSATORY DAMANGES NOT SPECIFIED
Settlement Amount: $1,414.95

Date: April 30, 1997
Category: Customer Dispute
Allegations: THERE WERE NO ALLEGATIONS MADE AGAINST ME.MY INVOLVEMENT WAS, INVESTIGATION OF THE CUSTOMER'S CLAIM ANDCOMMUNIATION OF THE FISCO EQUITIES POSITION TO THE CUSTOMERSREPRESENTATIVE IN THE MATTER.
Damage Amount Requested: $3,760.00 Damages Granted: $3,760.00
Broker Comment: $3760.00 AWARDED TO CUSTOMER -ACTUAL/COMPENSATORY DAMAGES, $75 TO CUSTOMER - OTHER MONETARYRELIEF.

More Information

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