STEVEN PAUL GIMMARRO

STEVEN PAUL GIMMARRO is currently employed as a Broker and/or Investment Adviser at THE O.N. EQUITY SALES COMPANY located at 608 SW THIRD STREET, LEE'S SUMMIT, MO, 64063.

STEVEN PAUL GIMMARRO has worked at THE O.N. EQUITY SALES COMPANY since December 26, 2014

Disclosure History

STEVEN PAUL GIMMARRO has 2 Disclosure Event(s).

Date: May 01, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $8,200.00
Judgment/Lien Type: Civil
Broker Comment: I HAD THIS ISSUE EXPUNGED BACK IN ABOUT 2011 AS I WAS TRYING TO CLEAN UP MY CREDIT HISTORY. I DO NOT KNOW HOW IT GOT BACK ON THERE, AS IT DID NOT SHOW UP WHEN I APPLIED FOR MY LAST BROKER DEALER IN JUNE OF 2011, AND DID NOT SHOW UP WHEN I PURCHASED A CAR IN 2011. SO I NEED TO GET THIS OFF MY REPORT, BUT I AM SURE I HAVE SATISFIED THIS JUDGEMENT.

Date: March 26, 2008
Category: Regulatory
Initiated By: STATE OF MISSOURI DEPARTMENT OF REVENUE/STATE OF MISSOURI DEPARTMENT OF INSURANCE
Allegations: RESIDENT MISSOURI INSURANCE LICENSE WAS SUSPENDED FOR FAILURE TO PAY STATE INCOME TAXES DUE IN 2006.
Resolution: Other

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEVEN PAUL GIMMARRO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.