STEVEN RONALD GRANT

STEVEN RONALD GRANT is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1801 NORTH MILITARY TRAIL, SUITE 300, BOCA RATON, FL, 33431.

STEVEN RONALD GRANT has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

STEVEN RONALD GRANT has 3 Disclosure Event(s).

Date: April 13, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $50,675.00
Judgment/Lien Type: Tax

Date: May 20, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $1,550.00
Judgment/Lien Type: Tax

Date: August 10, 2007
Category: Customer Dispute
Allegations: CO-TRUSTEE ON EDUCATIONAL TRUST ACCOUNT FOR HER DAUGHTER ALLEGES THAT HER EX-HUSBAND, WHO IS THE FA ON THE ACCOUNT AND ALSO A CO-TRUSTEE, DID NOT FOLLOW HER INSTRUCTIONS TO TRANSFER THE INVESTMENTS IN THE ACCOUNT TO "MORE APPROPRIATE, LESS SPECULATIVE AND TAX SHIELDED INVESTMENT VEHICLES." JUNE 2007. ALLEGED DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

More Information

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