Steven Paul Gregory

Steven Paul Gregory is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 925 N WASHINGTON ST, Tullahoma, TN, 37388.

Steven Paul Gregory has worked at SECURITIES AMERICA, INC. since January 28, 2016

Disclosure History

Steven Paul Gregory has 1 Disclosure Event(s).

Date: August 04, 1987
Category: Criminal
Charges: Desertion
Disposition: Reduced
Amended Charges: Violation of Article 86, Unauthorized Absence x 50 days
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: THrough Summary Court Martial, was found guilty
Broker Comment: I admit that as a young man I made a mistake. I have tried to make up for it ever since. I have graduated from college with both my Bachelors and Masters degrees. I have beensuccessful in running multiple businesses including two CPA practices in TN. I was not trying to deceive FINRA or anyone when I indicated that I have not beenarrested, since I turned myself in to face the consequences of my actions. I was notaware that it was an arrest and I have never been told that I was arrested or was chargedwith desertion. Any failure to disclose this information was due to lack of knowing about it and strictly unintentional

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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