STEVEN JEFFREY JACKSON is currently employed as a Broker and/or Investment Adviser at PROEQUITIES, INC. located at 5821 FAIRVIEW ROAD, SUITE G-9, CHARLOTTE, NC, 28209.
STEVEN JEFFREY JACKSON has worked at PROEQUITIES, INC. since September 26, 2001
Disclosure History
STEVEN JEFFREY JACKSON has 1 Disclosure Event(s).
Date: January 16, 2007 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT SHE DID NOT KNOW ACCOUNT WAS NOT TAX QUALIFIED AND THAT RR DID NOT INFORM HER OF TAX LIABILITY ON SALE OF INHERITED STOCK. Damage Amount Requested: $20,000.00 Broker Comment: COMPLAINT REC'D FROM 3RD PARTY AND NOT CUSTOMER. BASED ON REVIEW, CUSTOMER HAD INTENT TO SELL THE STOCKS PRIOR TO MEETING WITH THE REP AND WAS MERELY LOOKING FOR ADVICE ON ALLOCATING FUNDS AFTER LIQUIDATION. RR DID NOT RECOMMEND THE SALE OF THESE STOCKS. ALLEGED DAMAGES IN THIRD PARTY COMPLAINT COULD NOT BE VALIDATED PER ACCOUNT RECORDS. ALL ALLEGATIONS WERE DENIED.
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