STEVEN DONALD JOHNSON

STEVEN DONALD JOHNSON is currently employed as a Broker and/or Investment Adviser at CAPITAL ONE INVESTING, LLC located at 7940 Dominion Pkwy, Capital One Plano Building 2, Plano, TX, 75024.

STEVEN DONALD JOHNSON has worked at CAPITAL ONE INVESTING, LLC since July 14, 2017

Disclosure History

STEVEN DONALD JOHNSON has 1 Disclosure Event(s).

Date: May 23, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEVEN DONALD JOHNSON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.