Steven Jones

Steven Jones is currently employed as a Broker and/or Investment Adviser at BTIG, LLC located at 825 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY, 10022.

Steven Jones has worked at BTIG, LLC since April 19, 2017

Disclosure History

Steven Jones has 3 Disclosure Event(s).

Date: December 13, 2010
Category: Financial
Type: Compromise
Disposition: Discharged

Date: September 25, 2009
Category: Financial
Type: SHORT SALE
Disposition: Discharged

Date: September 22, 2009
Category: Financial
Type: Receivership
Disposition: BANK ASSUMED LAND, COLLECTIONS AGENCY IN DISCUSSIONS TO SETTLE OUTSTANDING AMOUNT

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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