STEVEN RANDOLPH JUNG is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 425 WALNUT STREET, SUITE 2260, CINCINNATI, OH, 45202.
STEVEN RANDOLPH JUNG has worked at LPL FINANCIAL LLC since September 16, 2011
Disclosure History
STEVEN RANDOLPH JUNG has 4 Disclosure Event(s).
Date: September 02, 2011 Category: Employment Separation After Allegations Firm Name: MORGAN KEEGAN & COMPANY, INC. Termination Type: Permitted to Resign Allegations: ACTING AGAINST THE BEST INTERESTS OF EMPLOYING FIRM.
Date: July 06, 2009 Category: Customer Dispute Allegations: CLAIM ALLEGES MISREPRESENTATION AND UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED IN 2007. Damage Amount Requested: $92,000.00 Settlement Amount: $34,370.98 09-02616
Date: January 28, 2008 Category: Customer Dispute Allegations: CLAIM ALLEGES UNSUITABILITY OF MUTUAL FUNDS PURCHASED 2/06-5/06. Damage Amount Requested: $230,603.65 Broker Comment: AS OF MARCH 3, 2008, THIS ITEM HAS BEEN CLOSED WITH ACTION.***AS OF 1/28/2010 THIS ITEM IS NO LONGER REPORTABLE.***
Date: July 20, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT A STOCK WAS SOLD WITHOUTHIS AUTHORIZATION AND THAT THE SALE OF ANOTHER STOCK WASMISREPRESENTED. Broker Comment: THE CLIENT'S CLAIM WAS DENIED. THERE WERE NOOPTIONS OR COMMODITIES INVOLVED.NOT PROVIDED
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