STEVEN JAMES KATCHER

STEVEN JAMES KATCHER is currently employed as a Broker and/or Investment Adviser at CHALICE CAPITAL PARTNERS, LLC located at 16935 WEST BERNARDO DRIVE, SUITE 140, SAN DIEGO, CA, 92127.

STEVEN JAMES KATCHER has worked at CHALICE CAPITAL PARTNERS, LLC since April 11, 2018

Disclosure History

STEVEN JAMES KATCHER has 2 Disclosure Event(s).

Date: June 26, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: MY WIFE AND I OWNED A FAMILY BUSINESS FROM 2002-2010, MANAGED BY MY WIFE. THE BUSINESS WAS FINANCED USING PERSONAL CAPITAL, COMMERICIAL LOANS AND PERSONAL CREDIT CARDS. AS A RESULT OF ADVERSE BUSINESS CONDITIONS, DEBTS FROM THE BUSINESS EXCEEDED THE RESOURCES TO PAY DEBTS.

Date: August 01, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: MY WIFE AND I OWNED A FAMILY BUSINESS FROM 2002-2010, MANAGED BY MY WIFE. THE BUSINESS WAS FINANCED USING PERSONAL CAPITAL, COMMERICIAL LOANS AND PERSONAL CREDIT CARDS. AS A RESULT OF ADVERSE BUSINESS CONDITIONS, DEBTS FROM THE BUSINESS EXCEEDED THE RESOURCES TO PAY DEBTS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEVEN JAMES KATCHER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.