STEVEN ALEXANDER KAUFMAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2400 EAST COMMERCIAL BLVD., SUITE 1200, FT. LAUDERDALE, FL, 33308.

STEVEN ALEXANDER KAUFMAN has worked at MORGAN STANLEY since October 29, 2012

Disclosure History

STEVEN ALEXANDER KAUFMAN has 1 Disclosure Event(s).

Date: August 16, 2016
Category: Criminal
Charges: Possession of a controlled substance - cocaine - F.S. 893.13(6)(a), (L3)
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEVEN ALEXANDER KAUFMAN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.