Steven Richard King is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 47 BRADLEY STREET, QUINCY, CA, 95971.
Steven Richard King has worked at EDWARD JONES since May 01, 1992
Disclosure History
Steven Richard King has 1 Disclosure Event(s).
Date: September 25, 2013 Category: Customer Dispute Allegations: CLIENT CLAIMS THE REQUEST FOR LIQUIDATION WAS NOT EXECUTED ON THE DAY SHE PROVIDED HER INSTRUCTIONS Damage Amount Requested: $5,000.00 Broker Comment: AFTER COMPLETION OF THE FIRM'S INVESTIGATION INTO THE CLIENT'S ALLEGATIONS, CLAIM WAS DENIED.
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