STEVEN JOHN KRAMER is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 3400 W Stonegate Blvd, Suite 1108, Arlington Heights, IL, 60005.
STEVEN JOHN KRAMER has worked at PRUCO SECURITIES, LLC. since February 13, 1982
Disclosure History
STEVEN JOHN KRAMER has 2 Disclosure Event(s).
Date: April 02, 2018 Category: Customer Dispute Allegations: REGARDING THE 1990 PURCHASE OF A LIFE INSURANCE POLICY, THE CLIENT ALLEGED THE REPRESENTATIVE DID NOT FULLY DISCLOSE ALL THE FACTS REGARDING THE PREMIUM INCREASE. Broker Comment: This concerns a policy included in the class of policies that was the subject of a nationwide class action settlement in which Prudential, its insurance affiliates and personnel were released concerning life insurance sales practices. The class action settlement remediation processes for addressing claims for policies included in the class have concluded. Because the Company and the representative(s) were released from any further liability or obligation with respect to claims like those made by the policyholder, the Company is not reviewing this inquiry and is making no finding or further filing regarding this inquiry
Date: May 21, 2010 Category: Customer Dispute Allegations: REGARDING THE 2007 PURCHASE OF A VARIABLE UNIVERSAL LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE INVESTMENT OBJECTIVES. Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
More Information
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