Steven Walter Lamis

Steven Walter Lamis is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 206 E ST PAUL ST, SPRING VALLEY, IL, 61362.

Steven Walter Lamis has worked at EDWARD JONES since March 08, 2012

Disclosure History

Steven Walter Lamis has 3 Disclosure Event(s).

Date: September 02, 2016
Category: Financial
Type: Compromise
Disposition: SHORT SALE

Date: July 26, 2016
Category: Financial
Type: Compromise
Disposition: SHORT SALE

Date: November 27, 2015
Category: Financial
Type: Compromise
Disposition: SHORT SALE SETTLEMENT

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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