STEVEN EUGENE LAY

STEVEN EUGENE LAY is currently employed as a Broker and/or Investment Adviser at STATE FARM VP MANAGEMENT CORP. located at 3824 S. BOULEVARD, EDMOND, OK, 73013.

STEVEN EUGENE LAY has worked at STATE FARM VP MANAGEMENT CORP. since January 27, 2015

Disclosure History

STEVEN EUGENE LAY has 1 Disclosure Event(s).

Date: April 27, 2008
Category: Criminal
Charges: STEALING
Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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