STEVEN PATRICK LEAKE

STEVEN PATRICK LEAKE is currently employed as a Broker and/or Investment Adviser at PACIFIC SELECT DISTRIBUTORS, LLC located at 700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660.

STEVEN PATRICK LEAKE has worked at PACIFIC SELECT DISTRIBUTORS, LLC since February 11, 2008

Disclosure History

STEVEN PATRICK LEAKE has 1 Disclosure Event(s).

Date: January 18, 2007
Category: Employment Separation After Allegations
Firm Name: CAPITAL BROKERAFE CORPORATION
Termination Type: Permitted to Resign
Allegations: INTERNAL INVESTIGATION UNCOVERED MISUSE OF COMPANY PROPERTY (CREDIT CARD)
Broker Comment: ALL PERSONAL EXPENSES WERE FILED ON SEPARATE EXPENSE REPORTS AS PERSONAL EXPENSES, THEY WERE NEVER CLAIMED AS BUSINESS EXPENSES. NOR DID I SEEK REIMBURSEMENT FROM THE COMPANY. INSTEAD, I SUBMITTED PAYMENT TO THE COMPANY FOR MY EXPENSES.

More Information

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