STEVEN SCOTT MCLAUGHLIN is currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 2422 CORNHUSKER ROAD, BELLEVUE, NE, 68123.
STEVEN SCOTT MCLAUGHLIN has worked at INDEPENDENT FINANCIAL GROUP, LLC since August 09, 2010
Disclosure History
STEVEN SCOTT MCLAUGHLIN has 1 Disclosure Event(s).
Date: December 16, 1987 Category: Employment Separation After Allegations Firm Name: ACCUTRADE INC. Termination Type: Discharged Allegations: *SEE ATTACHED DBCC LETTER; KC, MISSOURIBETTY SNYDER, A CLIENT, PURCHASED $10,000 OFBONDS @ 104. THE BONDS WERE CALLED AT PAR A SHORT TIME LATER.BETTY CALLED ME ON THE PHONE DISPLEASED ABOUT THE FACT SHEWOULD LOSE THE PREMIUM SHE HAD PAID-$400. I COMMUNICATEDBETTY'S DISPLEASURE TO MY SUPERVISOR, DICK RICKETTS. BETTY DIDNOT COMPLAIN IN WRITING TO EITHER FIRST NATIONAL OR THENASD-SEC. Broker Comment: NONETHE INVESTIGATIONS INTO BETTY'S VERBAL COMPLAINTWAS INITIATED BY DICK RICKETTS AFTER MY TEMINATION AND NOTBETTY SNYDER. BETTY SNYDER WAS, AND IS, COMPLETELEY SATISFIEDWITH NY HANDELING OF HER ACCOUNT. MY TERMINATION FROM FIRSTNATIONAL INC WAS CAUSED SOLEY BY PERSONALITY ISSUES WITH DICKRICKETTS.
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