STEVEN MARK MILANO is currently employed as a Broker and/or Investment Adviser at BARCLAYS CAPITAL INC. located at 745 7TH AVENUE, NEW YORK, NY, 10019.
STEVEN MARK MILANO has worked at BARCLAYS CAPITAL INC. since September 22, 2008
Disclosure History
STEVEN MARK MILANO has 1 Disclosure Event(s).
Date: August 25, 1992 Category: Employment Separation After Allegations Firm Name: BT SECURITIES CORPORATION Termination Type: Permitted to Resign Allegations: N/ABT's COMPTROLLER'S DEPARTMENT QUESTIONED THECONSERVATIVE PRICING AND PRICE VALIDATION PROCEDURES OF AMUNICIPAL TENDER BOND PORTFOLIO, WHICH I CO-MANAGED. Broker Comment: Not ProvidedI BELIEVE THE CONSERVATIVE PRICING OF THEMUNICIPAL BOND PORTFOLIO I CO-MANAGED WAS APPROPRIATE UNDER THECIRCUMSTANCES. I WAS DIRECTED BY BT'S MANAGEMENT TO VALIDATETHE PRICING FROM OUTSIDE SOURCES, WHICH I DID. WHILE I MIGHTHAVE IMPLEMENTED THIS DIRECTIVE DIFFERENTLY IN RETROSPECT, I DONOT BELIEVE I VIOLATED ANY RULES OR INDUSTRY STANDARDS OFCONDUCT. J.P. MORGAN SECURITIES HAS REVIEWED THE U-5 FILED BYBT SECURITIES AND, AFTER ITS OWN THOROUGH INVESTIGATION OF THEMATTER, IS SATISFIED WITH MY EXPLANATION OF THE INCIDENT.
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