STEVEN NEAL NAGER is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at 8777 NO. GAINEY CENTER I, SUITE 190, SCOTTSDALE, AZ, 85258.
STEVEN NEAL NAGER has worked at EQUITY SERVICES, INC. since February 19, 1992
Disclosure History
STEVEN NEAL NAGER has 2 Disclosure Event(s).
Date: December 17, 1990 Category: Customer Dispute Allegations: CLIENT ALLEGES RICO; ERISA; FRAUD, BREACH OFFIDUCIARY DUTY, NEGLIGENCE AND VIOLATION OF THE ARIZONARACKETEERING ACT. Damage Amount Requested: $275,000.00 Settlement Amount: $275,000.00 Broker Comment: SETTLEMENT AGREEMENT WAS ENTERED INTO TO AVOIDTHE EXPENSE AND BURDEN OF LITIGATION AND NOT AS AN ADMISSION OFLIABILITY. SETTLEMENT AMOUNT: $275,000.NOT PROVIDED
Date: January 05, 1989 Category: Customer Dispute Allegations: PLAINTIFF ALLEDGED VIOLATIONS OF FEDERAL AND STATE SECURITIES LAWS WITH REGARD TO THE SALE OF LIMITED PARTNERSHIPS. Damage Amount Requested: $450,000.00 Settlement Amount: $450,000.00 Broker Comment: NO PENALTY, NO FINE, NO AWARD & NO DOLLARS PAIDBY ME AND I HAVE NO KNOWLEDGE OF WHAT MY FORMER EMPLOYER DID.NOT PROVIDED
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