STEVEN ALFRED PEPPER

STEVEN ALFRED PEPPER is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 4659 EAST CAPRI AVE, MESA, AZ, 85206.

STEVEN ALFRED PEPPER has worked at QUESTAR CAPITAL CORPORATION since May 10, 2013

Disclosure History

STEVEN ALFRED PEPPER has 1 Disclosure Event(s).

Date: February 12, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES THEY WERE MISLEAD ON THE GRIP FEATURE ON THEIR MANULIFE ANNUITY AND WOULD LIKE THE FEATURE REMOVED.
Damage Amount Requested: $237,625.00
Broker Comment: COMPLAINT WAS SENT TO MANULIFE FINANCIAL AND THEY RESPONDED BACK TO CUSTOMER WITH DENIAL OF CLAIM AFTER COLLECTING REPRESENTATIVE'S STATEMENT AND REVIEWING CLIENT'S SIGNED DOCUMENTATION ON CONTRACT AND FEATURES THEREIN.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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