STEVEN FRANK QUIRARTE

STEVEN FRANK QUIRARTE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 4444 BROADWAY, KANSAS CITY, MO, 64111.

STEVEN FRANK QUIRARTE has worked at CETERA ADVISOR NETWORKS LLC since September 07, 2007

Disclosure History

STEVEN FRANK QUIRARTE has 3 Disclosure Event(s).

Date: September 24, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $5,853.80
Judgment/Lien Type: Tax

Date: September 24, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $10,834.54
Judgment/Lien Type: Tax

Date: September 24, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $29,718.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEVEN FRANK QUIRARTE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.