STEVEN CRAIG REFKIN

STEVEN CRAIG REFKIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2700 S Commerce Parkway Suite 210, Weston, FL, 33331.

STEVEN CRAIG REFKIN has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

STEVEN CRAIG REFKIN has 1 Disclosure Event(s).

Date: February 24, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $900.00
Judgment/Lien Type: Civil
Broker Comment: THE $900.00 AMOUNT REPRESENTS A FRACTION OF A BILL AND THE PORTION OF WHICH IS IN DISPUTE.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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