STEVEN FARLEY RICHARDS is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 5099 SHORE DRIVE, CARLSBAD, CA, 92008.
STEVEN FARLEY RICHARDS has worked at WESTERN INTERNATIONAL SECURITIES, INC. since August 21, 2017
Disclosure History
STEVEN FARLEY RICHARDS has 2 Disclosure Event(s).
Date: July 29, 1991 Category: Regulatory
Date: December 29, 1981 Category: Criminal Charges: 1 COUNT POSSESSION OF MARIJUANA FOR SALE - FELONY - NOT GUILTY PLEA - DROPPED1 COUNT SELL/TRANSPORTATION OF MARIJUANA - FELONY - NOT GUILTY PLEA - DROPPED1 COUNT POSSESSION OF MARIJUANA - MISDEMEANOR (11357CHS) - PLEAD GUILTY Charge Type: FELONY Disposition: ALL FELONY CHARGES WERE DISMISSED "DROPPED" - I PLEAD GUILTY TO A MISDEMEANOR, A VIOLATION OF SECTION 11357C OF THE HEALTH & SAFETY CODE. THIS WAS ON 12/10/1982. I RECEIVED 2 YRS PROBATION. ON 12/25/1985 CONVICTION WAS SET ASIDE AND DISMISSED PER CA PC 1203-4. Broker Comment: I WAS AT A FRIEND'S HOUSE WHEN A SEARCH WARRANT WAS SERVED. I WAS ARRESTED ALONG WITH MY FRIEND AND CHARGED WITH POSSESSION OF MARIJUANA WITH INTENT TO SELL. THOSE CHARGES WERE DROPPED. TO AVOID MORE LEGAL EXPENSES AND STRESS, I PLEAD GUILTY TO A MARIJUANA MISDEMEANOR, SO THE FELONY CHARGES WERE DROPPED.
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