STEVEN HOWARD SCHWEITZER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 302 WOOTTON ST, BOONTON, NJ, 07005.
STEVEN HOWARD SCHWEITZER has worked at WELLS FARGO CLEARING SERVICES, LLC since December 01, 2010
Disclosure History
STEVEN HOWARD SCHWEITZER has 2 Disclosure Event(s).
Date: March 03, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION RELATING TO A VARIABLE ANNUITY INVESTMENT. ACTIVITY DATES 01/13/09-01/13/09. Damage Amount Requested: $17,244.00 Settlement Amount: $8,365.22
Date: December 03, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION RELATING TO A MANAGED ACCOUNT Damage Amount Requested: $50,000.00
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