STEVEN MARK SEIDE

STEVEN MARK SEIDE is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 110 JOHN ROBERT THOMAS DRIVE, EXTON, PA, 19341.

STEVEN MARK SEIDE has worked at COMMONWEALTH FINANCIAL NETWORK since May 14, 2003

Disclosure History

STEVEN MARK SEIDE has 1 Disclosure Event(s).

Date: January 26, 2015
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT SALE OF TWO VARIABLE ANNUITIES WERE UNSUITABLE.
Broker Comment: THE COMPLAINT IS THE CULMINATION OF A STRING OF CORRESPONDENCE THAT COMMENCED IN JULY 2014. IN JULY 2014 REGISTERED REPRESENTATIVE OFFERED CUSTOMER THE OPPORTUNITY TO REALLOCATE OR LIQUIDATE ACCOUNTS AFTER THEY HAD APPRECIATED SIGNIFICANTLY. CUSTOMER CHOSE NOT TO AVAIL HERSELF OF THAT OPPORTUNITY AND NOW CLAIMS THAT SHE WANTS TO LIQUIDATE THE POLICES WITHOUT INCURRING SURRENDER CHARGES.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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