STEVEN MARK SEIDE is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 110 JOHN ROBERT THOMAS DRIVE, EXTON, PA, 19341.
STEVEN MARK SEIDE has worked at COMMONWEALTH FINANCIAL NETWORK since May 14, 2003
Disclosure History
STEVEN MARK SEIDE has 1 Disclosure Event(s).
Date: January 26, 2015 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT SALE OF TWO VARIABLE ANNUITIES WERE UNSUITABLE. Broker Comment: THE COMPLAINT IS THE CULMINATION OF A STRING OF CORRESPONDENCE THAT COMMENCED IN JULY 2014. IN JULY 2014 REGISTERED REPRESENTATIVE OFFERED CUSTOMER THE OPPORTUNITY TO REALLOCATE OR LIQUIDATE ACCOUNTS AFTER THEY HAD APPRECIATED SIGNIFICANTLY. CUSTOMER CHOSE NOT TO AVAIL HERSELF OF THAT OPPORTUNITY AND NOW CLAIMS THAT SHE WANTS TO LIQUIDATE THE POLICES WITHOUT INCURRING SURRENDER CHARGES.
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