STEVEN GRANT SIMS

STEVEN GRANT SIMS is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 100 HOWE DRIVE, COVINGTON, KY, 41015.

STEVEN GRANT SIMS has worked at FIDELITY BROKERAGE SERVICES LLC since July 20, 2015

Disclosure History

STEVEN GRANT SIMS has 1 Disclosure Event(s).

Date: August 10, 2014
Category: Criminal
Charges: ASSAULT 2ND DEGREE
Disposition: Amended
Amended Charges: ASSAULT 4TH DEGREE NO VISIBLE INJURY
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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