Steven Patrick Tatgenhorst is currently employed as a Broker and/or Investment Adviser at FARMERS FINANCIAL SOLUTIONS, LLC located at 2200 W ORANGEWOOD AVE STE 100, ORANGE, CA, 92868.
Steven Patrick Tatgenhorst has worked at FARMERS FINANCIAL SOLUTIONS, LLC since May 24, 2017
Steven Patrick Tatgenhorst has 2 Disclosure Event(s).
Date: May 07, 2014 Category: Customer Dispute Allegations: RR WAS NAMED IN A WRITTEN COMPLAINT DIRECTED TO FARMERS NEW WORLD LIFE INSURANCE COMPANY (FNWL) INVOLVING A NON-VARIABLE, TERM LIFE INSURANCE POLICY. THE INSURED STATED THAT ALTHOUGH HE WAS AWARE OF THE POLICY, HE NEVER AUTHORIZED, SIGNED OR PAID FOR ANY PREMIUMS AND REQUESTED THAT THE POLICY BE CANCELLED.PREMIUMS FOR THE POLICY WERE BEING PAID BY THE INSURED'S DAUGHTER, WHO WAS EMPLOYED BY THE RR. THE POLICY WAS ISSUED ON 9/18/2013 WITH PREMIUMS PAID THROUGH 2/18/2014 THUS CAUSING THE POLICY TO LAPS IN MARCH 2014. PURSUANT TO THE INSURED'S REQUEST, FNWL CANCELLED THE POLICY EFFECTIVE 2/18/2014 AND HAS TAKEN NO FURTHER ACTION AGAINST THE RR. Broker Comment: [CUSTOMER'S] DAUGHTER WORKED FOR ME, SOLICITED AND HELP SELL THE POLICY, WAS COMPENSATED FOR THE POLICY AND HELPED PAY FOR HIS PREMIUM. THIS IS NOT FORGERY. THIS IS A PERSONAL DISPUTE.
Date: June 16, 2000 Category: Criminal Charges: POSSESION PF CONTROLLED SUBSTANCE Disposition: Amended Amended Charges: MISDEMEANOR POSSESSION OF DANGEROUS DRUGS NOT TO BE INTRODUCED INTO STATE COMMERCE Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: Deferred Adjudication Broker Comment: FINE HAS BEEN PAID, COUNSELING COMPLETED, AND HAS NOT HAD ANY FURTURE TROUBLE.
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