STEWART WADE MCCOLLUM is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 55 E MAIN ST, GOUVERNEUR, NY, 13642.
STEWART WADE MCCOLLUM has worked at CETERA ADVISOR NETWORKS LLC since September 03, 2013
Disclosure History
STEWART WADE MCCOLLUM has 1 Disclosure Event(s).
Date: November 03, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES HE INSTRUCTED THE REPRESNTATIVE OF THE NEED FOR MINIMAL RISK WHEN HE IMPLEMENTED HIS FIRM'S EMPLOYEE PENSION PLAN IN JULY 2004 AND HE WAS ASSURED THIS WAS COMPLETED; HOWEVER, HIS RECENT STATMENTS HAVE INDICATED MARKET LOSSES. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
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