STUART HENRY KATZ is currently employed as a Broker and/or Investment Adviser at SANFORD C. BERNSTEIN & CO., LLC located at 1999 AVENUE OF THE STARS, SUITE 2150, LOS ANGLES, CA, 90067.

STUART HENRY KATZ has worked at SANFORD C. BERNSTEIN & CO., LLC since June 07, 2011

Disclosure History

STUART HENRY KATZ has 1 Disclosure Event(s).

Date: March 02, 1997
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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