Stuart THOMAS Reilly

Stuart THOMAS Reilly is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2 BELVEDERE PL, MILL VALLEY, CA, 94941.

Stuart THOMAS Reilly has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since June 29, 2007

Disclosure History

Stuart THOMAS Reilly has 1 Disclosure Event(s).

Date: August 07, 2002
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THAT HIS PORTFOLIO WAS NOT APPROPRIATE GIVEN HIS AGE/RETIREMENT. 1999 - 2002.
Damage Amount Requested: $114,000.00
Broker Comment: CLAIM DENIED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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