STUART Z SHAPIRO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 10540 PLAINVIEW CIRCLE, BOCA RATON, FL, 33498.
STUART Z SHAPIRO has worked at LPL FINANCIAL LLC since September 08, 2009
Disclosure History
STUART Z SHAPIRO has 1 Disclosure Event(s).
Date: August 04, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE REPRESENTATIVE NEVER DISCLOSED TO HER THAT HER INVESTMENT COULD LOSE VALUE IN A RISING INTEREST RATE MARKET. AN UNEXPECTED NEED TO ACCESS HER FUNDS CAUSED HER TO LIQUIDATE PRIOR TO MATURITY RESULTING IN A FINANCIAL LOSS. Damage Amount Requested: $15,901.57
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