SULEIMAN ALI

SULEIMAN ALI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 54 WARREN STREET, BOSTON, MA, 02119.

SULEIMAN ALI has worked at LPL FINANCIAL LLC since November 23, 2009

Disclosure History

SULEIMAN ALI has 1 Disclosure Event(s).

Date: October 10, 2008
Category: Customer Dispute
Allegations: ALLEGES UNAUTHORIZED TRANSACTION AND UNSUITABLE INVESTMENTS. (JUNE, 2008-PRESENT)
Damage Amount Requested: $53,386.29

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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