SUNHEE LEE

SUNHEE LEE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 55C LAKEVIEW AVE, LEONIA, NJ, 07605.

SUNHEE LEE has worked at LPL FINANCIAL LLC since October 31, 2017

Disclosure History

SUNHEE LEE has 5 Disclosure Event(s).

Date: June 12, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 12, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 23, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 20, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 26, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for SUNHEE LEE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.