SUNIL WOHLSEIN TELANG is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at ONE PPG PLACE, SUITE 2200, PITTSBURGH, PA, 15222.
SUNIL WOHLSEIN TELANG has worked at JANNEY MONTGOMERY SCOTT LLC since May 21, 2001
Disclosure History
SUNIL WOHLSEIN TELANG has 2 Disclosure Event(s).
Date: May 16, 2001 Category: Employment Separation After Allegations Firm Name: LEGG MASON WOOD WALKER, INCORPORATED Termination Type: Permitted to Resign Allegations: THE FIRM ALLEGED EXCESSIVE TRADING IN CERTAIN CLIENT ACCOUNTS. Broker Comment: ON MAY 16, 2001, THE BRANCH MANAGER, WHO WAS RETIRING LATER THAT DAY, REQUESTED MY RESIGNATION LETTER FOR FAILURE TO OBTAIN MUTUAL FUND SWITCH LETTERS FOR TWO CLIENTS. I IMMEDIATELY COMPLIED WITH HIS REQUEST. BOTH OF THESE MUTUAL FUND SWITCHES WERE TOTALLY UNSOLICITED. I PERSONALLY EXPLAINED THE SALES CHARGES IN DETAIL AND BOTH CLIENTS SAID THEY UNDERSTOOD. THE NEW BRANCH MANAGER CONTACTED ONE CLIENT THE FOLLOWING MONTH AND ASKED IF SHE WAS SATISFIED WITH ME WHILE I WAS EMPLOYED AT LEGG MASON. SHE TOLD HIM THAT SHE WAS SATISFIED WITH ME.THE CHARGE OF EXCESSIVE TRADING GIVEN ON THE INTERNAL REVIEW DISCLOSURE BY LEGG MASON WAS NEVER EXPRESSED TO ME. THE NYSE DIVISION OF ENFORCEMENT REVIEWED THE U-5 AND THE CHARGE. THEY CLOSED THE MATTER WITH NO ACTION.
Date: October 24, 1974 Category: Criminal Charges: MR. TELANG WAS ARRESTED FOR SHOPLIFTING APACKAGE OF BIGELOW COFFEE FROM A STORE WHEN HE WAS 23 YEAR OLD. THE COFFEE WAS VALUED BETWEEN $1.00 TO $2.00. Charge Type: MISDEMEANOR Disposition: MR. TELANG PLEADED GUILTY TO A MISDEMEANOR ANDWAS SENTENCED TO ONE HOUR IN JAIL AND A $25.00 FINE. Broker Comment: NOT PROVIDED
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