SUSAN MARIE ELLIS is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 541 SOUTH COBB, SUITE 205, PALMER, AK, 99645.
SUSAN MARIE ELLIS has worked at SIGNATOR INVESTORS, INC. since May 13, 2016
Disclosure History
SUSAN MARIE ELLIS has 2 Disclosure Event(s).
Date: February 06, 2006 Category: Customer Dispute Allegations: THE CLIENTS ALLEGE THAT THE RETURNS THEY WERE SHOWN IN THE ILLUSTRATIONS FOR THE VULS THEY PURCHASED WERE MISREPRESENTED AND UNREALISTIC BASED ON THEIR TIME HORIZON. Damage Amount Requested: $43,866.18 Broker Comment: THE CUSTOMER COMPLAINT WAS DENIED AS BEING WITHOUT MERIT.
Date: December 16, 1999 Category: Customer Dispute Allegations: CUSTOMER COMPLAINED ABOUT THE "EXCESSIVE" PENALTY FOR EARLY WITHDRAWAL ON HER VARIABLE UNIVERSAL LIFE POLICY. SHE SURRENDERED HER VUL IN THE 2ND. YEAR TO PAY CASH FOR A NON-QUALIFIED HOME. SHE ALSO WAS COUNSELED BY A CPA & A MORTGAGE SPECIALIST NOT TO DO THIS. Damage Amount Requested: $15,000.00 Broker Comment: THE CUSTOMER COMPLAINT WAS DENIED 1/21/2000. THIS COMPLAINT IS NOW PAST 24 MONTHS OLD.
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