SUSAN MAE EVANS

SUSAN MAE EVANS is currently employed as a Broker and/or Investment Adviser at FIRST STATE FINANCIAL MANAGEMENT, INC. located at 225 E. COLUMBIA, FARMINGTON, MO, 63640.

SUSAN MAE EVANS has worked at FIRST STATE FINANCIAL MANAGEMENT, INC. since January 24, 1990

Disclosure History

SUSAN MAE EVANS has 2 Disclosure Event(s).

Date: March 06, 1995
Category: Regulatory

Date: December 29, 1994
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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