SUSAN LUNDEEN SMITH

SUSAN LUNDEEN SMITH is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3280 PEACHTREE ROAD, NE, SUITE 1700, ATLANTA, GA, 30305.

SUSAN LUNDEEN SMITH has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

SUSAN LUNDEEN SMITH has 1 Disclosure Event(s).

Date: April 30, 2008
Category: Customer Dispute
Allegations: CLIENT COMPLAINS ABOUT THE PERFORMANCE OF MAT THREE, A CITIGROUP PROPRIETARY ALTERNATIVE INVESTMENT PRODUCT THAT SUSTAINED SIGNIFICANT DECLINE DURING RECENT VOLATILE MARKETS. CLIENT ALLEGES THAT THE PRODUCT WAS MISREPRESENTED. DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

More Information

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