SUSAN KAY SPARR

SUSAN KAY SPARR is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 3825 EDWARDS ROAD, SUITE 210, CINCINNATI, OH, 45209.

SUSAN KAY SPARR has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

SUSAN KAY SPARR has 1 Disclosure Event(s).

Date: March 06, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT MS. SPARR FORGED THE CHECK MARKS ON HER MUTUAL FUND APPLICATION AFTER SHE SIGNED IT IN JUNE 2004
Damage Amount Requested: $20.00
Settlement Amount: $24.92
Broker Comment: CLIENT ACCEPTED METLIFE GOOD FAITH EFFORT BY CASHING A REFUND CHECK FOR $24.92.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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