SUSAN E. TAYLOR is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 607 LYNNHAVEN PKWY STE 110, VIRGINIA BEACH, VA, 23452.
SUSAN E. TAYLOR has worked at VOYA FINANCIAL ADVISORS, INC. since April 09, 2007
Disclosure History
SUSAN E. TAYLOR has 1 Disclosure Event(s).
Date: April 21, 2008 Category: Customer Dispute Allegations: CLIENT STATES THAT THE FIXED ANNUITY THAT WAS SOLD TO HER WAS UNSUITABLE FOR HER NEEDS. SHE STATED THAT SHE BELIEVED IT WAS AN INVESTMENT PRODUCT AND ONLY RECENTLY LEARNED THAT IT WAS AN INSURANCE PRODUCT. STATES THAT SHE WAS NOT INFORMED THAT WITHDRAWALS ARE TAXED AS ORDINARY INCOME. STATES THAT THE SURRENDER CHARGES ARE EXORBITANT. CLIENT ASKS FOR A REFUND OF HER PREMIUM Broker Comment: THIS PRODUCT WAS A FIXED INDEX ANNUITY, HOWEVER, SOME OF THE FUNDS USED TO PURCHASE THE ANNUITY WERE SECURITIES. NO SPECIFIC CLAIM FOR DAMAGES WAS MADE, HOWEVER, ING FINANCIAL PARTNERS COULD NOT MAKE A GOOD FAITH DETERMINATION THAT THE AMOUNTOF THE DAMAGES WOULD BE LESS THAN $5,000.
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