SUSAN EVANS TILLMAN

SUSAN EVANS TILLMAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 201 S MAIN ST STE 160, SALT LAKE CITY, UT, 84111.

SUSAN EVANS TILLMAN has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

SUSAN EVANS TILLMAN has 1 Disclosure Event(s).

Date: August 16, 2005
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES THAT, BETWEEN FEBRUARY 2000 AND NOVEMBER 2002, HER ACCOUNT WAS SUBJECTED TO UNSUITABLE INVESTMENT RECOMMENDATIONS.
Damage Amount Requested: $650,000.00
Settlement Amount: $250,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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