SUZANNE CLINE BOYD-CHAPMAN

SUZANNE CLINE BOYD-CHAPMAN is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 1 Cowboys Way, Suite 450, Frisco, TX, 75034.

SUZANNE CLINE BOYD-CHAPMAN has worked at RBC CAPITAL MARKETS, LLC since February 23, 2009

Disclosure History

SUZANNE CLINE BOYD-CHAPMAN has 2 Disclosure Event(s).

Date: August 08, 2005
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES FA MADE UNSUITABLE INVESTMENTS.
Damage Amount Requested: $244,902.00
Settlement Amount: $50,000.00

Date: September 02, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES UNAUTHORIZED TRANSACTIONS IN HIS ACCOUNT. CUSTOMER DOES NOT ALLEGE SPECIFIC COMPENSATORY DAMAGES.
Broker Comment: MERRILL LYNCH IS INVESTIGATING THE ALLEGATIONS SET FORTH IN CUSTOMER'S COMPLAINT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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