Suzanne Jan Tudor Magee Fleming is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 300 S ORANGE AVE, ORLANDO, FL, 32801.
Suzanne Jan Tudor Magee Fleming has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 23, 1979
Disclosure History
Suzanne Jan Tudor Magee Fleming has 1 Disclosure Event(s).
Date: May 19, 1998 Category: Customer Dispute Allegations: IT IS ALLEGED THAT IT WAS MISREPRESENTED THATTHE BOND MUTUAL FUNDS PURCHASED BY CUSTOMER CONTAINEDALMOST NO JUNK BONDS BUT WERE SAFE AND CONSISTENT WITH HISOBJECTIVE OF PRESERVATION OF PRINCIPAL. DAMAGES OF IN EXCESSOF $15,000 ARE CLAIMED. THIS OCCURED AT MERRILL LYNCH. Broker Comment: N/AMS. MAGEE STRENUOUSLY DENIES THE ALLEGATIONS.THE DISPUTED INVESTMENTS WERE ENTIRELY CONSISTENT WITH CUSTOMER'S STATED INVESTMENT OBJECTIVES. CUSTOMER WASADVISED OF DIFFERENT INVESTMENT ALTERNATIVES AND THE INHERENTRISKS AND REWARDS OF EACH. EACH DISPUTE BOND FUND WASACCURATELY DESCRIBED TO HIM. MOREOVER, CUSTOMER RECEIVEDPROSPECTUSES AT THE TIME OF HIS PURCHASES WHICH FULLY EXPLAINEDTHE SALIENT FEATURES OF EACH BOND FUND.
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