SUZANNE ADELE WIORA is currently employed as a Broker and/or Investment Adviser at KMS FINANCIAL SERVICES, INC. located at 1049 SW Baseline St Suite 250-B, Hillsboro, OR, 97123.
SUZANNE ADELE WIORA has worked at KMS FINANCIAL SERVICES, INC. since December 02, 2011
SUZANNE ADELE WIORA has 2 Disclosure Event(s).
Date: May 10, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES HE WAS DISCLOSED HE WOULD NOT NEED TO PAY INSURANCE PREMIUMS AFTER 10 YEARS ON A VARIABLE UNIVERSAL LIFE PURCHASED IN SEPTEMBER 2007. Damage Amount Requested: $5,000.00 Broker Comment: THE VARIABLE UNIVERSAL LIFE POLICY IS UNDER CLASS ACTION. NO SETTLEMENT OFFERED.
Date: October 17, 2001 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT THE VARIABLE INSURANCE POLICY THAT HE PURCHASED, SUBSEQUENT TO MY RECOMMENDATION, WAS NOT THE MOST SUITABLE POLICY FOR HIS SITUATION. IN ADDITION, THE CLIENT ALLEGED THAT I DID NOT DISCLOSE THE MARKET RISKS ASSOCIATED WITH THE POLICY. Damage Amount Requested: $14,000.00 Broker Comment: THE INSURANCE POLICY IS PART OF THE CLASS ACTION LAWSUIT. THE CLIENT WILL RECEIVE COMPENSATION UNDER THE TERMS OF THE SUIT. OUR REVIEW FOUND THAT THE POLICY WAS A SUITABLE INVESTMENT BASED ON THE CLIENT'S GOALS AND OBJECTIVES. IN ADDITION, THE REVIEW FOUND THAT THE CLIENT RECEIVED FULL DISCLOSURE OF THE RISKS ASSOCIATED WITH TE INVESTMENTS THROUGTH CONVERSATIONS WITH THE ADVISOR AND PRINTED MATERIALS.
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