SYDNEY H LANE

SYDNEY H LANE is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 10275 HIGGINS ROAD, SUITE 200, ROSEMONT, IL, 60018.

SYDNEY H LANE has worked at PRUCO SECURITIES, LLC. since September 02, 2016

Disclosure History

SYDNEY H LANE has 1 Disclosure Event(s).

Date: February 01, 1985
Category: Regulatory
Initiated By: CBOE
Allegations: FIRM FORGOT TO PAY SPIC FOR SYDNEY
Resolution: Settled
Broker Comment: FORGOT TO PAY SPIC DUES, WHEN NOTIFIED IT WAS TAKEN CARE OF IMMEDIATELY

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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