SYDNEY TODD TINDALL is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 801 BROAD STREET, 2nd FLOOR, CHATTANOOGA, TN, 37402.
SYDNEY TODD TINDALL has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since May 06, 2016
Disclosure History
SYDNEY TODD TINDALL has 2 Disclosure Event(s).
Date: November 13, 2008 Category: Customer Dispute Allegations: WRITTEN COMPLAINT ALLEGES UNSUITABILITY OF VARIABLE ANNUITY. **RECEIVED BY BRANCH ON 11/13/08. ADDITIONAL CORRESPONDENCE RECEIVED 02.23.09 DTD 02.19.09 REQUESTS A SIGNATURE ON HER TRANSFER FORM & REQUEST HER ACCOUNT BE REASSIGNED TO ANOTHER FA. FURTHER ALLEGES UNSUITABILITY RE VARIABLE ANNUITY PURCHASE. Damage Amount Requested: $18,491.00 Broker Comment: **AS OF 11/13/2010 THIS ITEM IS NO LONGER REPORTABLE**
Date: April 18, 2008 Category: Customer Dispute Allegations: CLAIM ALLEGES MISREPRESENTATION AND FAILURE TO FOLLOW INSTRUCTIONS TO ENTER STOP LOSS ORDER ON MUTUAL FUNDS. DAMAGES CLAIMED ARE UNSPECIFIED (BELIEVED TO BE IN EXCESS OF $5,000) Broker Comment: UNDER INVESTIGATION.***AS OF 4/19/2010 THIS ITEM IS NO LONGER REPORTABLE.***
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