T. JACK GARY is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at Esperante Corporate Center, 222 Lakeview Avenue, Suite 1100, WEST PALM BEACH, FL, 33401.

T. JACK GARY has worked at RAYMOND JAMES & ASSOCIATES, INC. since May 30, 1995

Disclosure History

T. JACK GARY has 1 Disclosure Event(s).

Date: June 01, 2017
Category: Customer Dispute
Allegations: Overconcentration, Omissions, Misrepresentation, Breach of Fiduciary Duty, Negligence, Breach of Contract, Fraud, Misrepresentation, Violations of FINRA Conduct Rules; Incident Dates 9/2000 - 4/2017. (Previously reported Customer Complaint alleged Suitability-activity dates 9/1/14 through 2/18/16.)
Damage Amount Requested: $400,000.00
Settlement Amount: $25,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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