TAMALA MONIQUE HARRIS

TAMALA MONIQUE HARRIS is currently employed as a Broker and/or Investment Adviser at VANGUARD MARKETING CORPORATION located at 2525 WATER RIDGE PARKWAY, 1 NORTH FALLS PLAZA, STE 100, CHARLOTTE, NC, 28217.

TAMALA MONIQUE HARRIS has worked at VANGUARD MARKETING CORPORATION since September 11, 2013

Disclosure History

TAMALA MONIQUE HARRIS has 2 Disclosure Event(s).

Date: March 19, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $4,663.00
Judgment/Lien Type: Civil
Broker Comment: ON A PAYMENT PLAN

Date: July 20, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $4,189.00
Judgment/Lien Type: Civil
Broker Comment: IN NEGOTIATIONS FOR A RESOLUTION

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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