TAMARA Y BLUE

TAMARA Y BLUE is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 335 N SANTA CRUZ AVE, LOS GATOS, CA, 95030-7205.

TAMARA Y BLUE has worked at CHARLES SCHWAB & CO., INC. since September 20, 1999

Disclosure History

TAMARA Y BLUE has 2 Disclosure Event(s).

Date: September 22, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 03/30/06.
Damage Amount Requested: $35,000.00

Date: June 11, 2007
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES HE WAS GIVEN INCORRECT INFORMATION PERTAINING TO THE MINIMUM HOLDING PERIOD IN CONNECTION WITH THE PURCHASE OF TWO MUTUAL FUNDS (MWTRX & LSBRX) ON MAY 11, 2007.
Damage Amount Requested: $7,000.00
Settlement Amount: $1,912.17
Broker Comment: THE MUTUAL FUND RECOMMENDATIONS WERE REVIEWED BY MANAGEMENT AND FOUND TO BE SUITABLE AND CONSISTENT WITH CLIENT'S OBJECTIVES. ALL DISCLOSURES REGARDING APPROPRIATE HOLDING PERIODS EARLY REDEMPTION FEES WERE MADE. NO CLAIMED FILED BY CLIENT. SITUATION RESOLVED TO CUSTOMER'S SATISFACTION.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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